Suq Al Mal

The Financial Sector in the GCC

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Showing posts with label SEC. Show all posts
Showing posts with label SEC. Show all posts
Tuesday, 7 February 2017

Simple Math Stumps US Corporations - SEC Rides to the Rescue

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Our Corporations Isn't Learning As you'll recall, Section 953b of the Dodd Frank Act requires corporations listed in the USA to...
Friday, 21 October 2016

SEC to Rely on FINRA to Monitor Brokerages

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"Daddy, read me the story of the self-regulating market again" If your daddy didn't read you this fairy tale when you wer...
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